CFA道德知識(shí)貫穿CFA一二三級(jí)考試，在CFA考試中CFA道德知識(shí)你是不是掌握了呢？在CFA道德中有Additional compensation知識(shí)點(diǎn)，這個(gè)知識(shí)點(diǎn)如何理解？考試題是怎樣的呢？

小編給你說(shuō)，Additional compensation是額外報(bào)酬，額外報(bào)酬需要獲得利益相關(guān)方(尤其是雇主)的書(shū)面同意后才能收。那CFA考試題是怎樣的呢？

Jurgen is a portfolio manager. One of her firm’s clients has told Jurgen that he willcompensate her beyond the compensation provided by her firm on the basis of the capital appreciation of his portfolio each year. Jurgen should:

A. Turn down the additional compensation because it will result in conflicts with the interests of other clients’ accounts.

B. Turn down the additional compensation because it will create undue pressure on her to achieve strong short-term performance.

C. Obtain permission from her employer prior to accepting the compensation arrangement.

答案：C

解析:

“額外報(bào)酬”要求:額外報(bào)酬需要獲得利益相關(guān)方(尤其是雇主) 的書(shū)面同意后才能收。在這個(gè)問(wèn)題里，Jurgen的一個(gè)客戶說(shuō)他將對(duì)資本增值部分給 予Jurgen額外的獎(jiǎng)勵(lì)，只要Jurgen在進(jìn)入安排之前以書(shū)面形式向雇主披露安排并獲 得她的雇主的許可。答案A和B不正確。雖然該安排可能與其他客戶的利益發(fā)生沖 突并導(dǎo)致短期業(yè)績(jī)壓力，但只要成員和候選人向雇主披露安排并獲得雇主的安排許可，他們可以簽訂此類(lèi)協(xié)議，不違反該條款。

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