2月CFA考試在即，在僅剩的幾天中你是不是在刷題呢？是不是掌握了CFA課后習(xí)題呢？如果你沒(méi)有掌握的話，跟著小編先看看這道CFA考試題，看看你是不是掌握了其中的知識(shí)點(diǎn)？

An analyst has a large personal holding of a security,and he has just determined that market conditions warrant selling this security. The analyst contacts clients who have a position in the security and advises them to sell some or all of the security. After waiting 24 hours, he sells the security from his personal accounts. This is:

A. a violation of Standard VI(B), Priority of Transactions.

B. a violation of Standard III(B), Fair Dealing.

C. congruent with Standard VI(B), Priority of Transactions.

應(yīng)該選擇C，這個(gè)是關(guān)于Priority of Transaction因?yàn)樗婕暗娇蛻艉头治鰩熥约旱睦妗６乙驗(yàn)檫@個(gè)分析師已經(jīng)通知了相關(guān)客戶并給了他們24個(gè)小時(shí)的時(shí)間，所以他沒(méi)有違反Priority of Transaction的相關(guān)規(guī)定。

這就是這道題的包含的知識(shí)點(diǎn)，你知道這個(gè)詞匯相近的詞匯嗎？跟著小編一起看看吧！

Fair Dealing是在Duties to Clients之下的，而Priority of Transaction是屬于Conflicts of Interest。所以說(shuō)Fair Dealing是針對(duì)所有客戶的，CFA Candidates在做分析、建議和投資的時(shí)候，要客觀公正地對(duì)待所有客戶。

備考CFA考試中不管是幾級(jí)考試，備考中知識(shí)點(diǎn)熟練的掌握是很重要的，同時(shí)如何是備考2022年其他月份的考試，這邊有CFA資料哦！需要的可以在線咨詢我們老師獲取相關(guān)的資料哦！